Regulatory Information

European Economic Area (EEA)

Claremont Wealth work in conjunction with Knightsbridge Management International SRO (KMI Consultants), who are Authorised and Regulated in the Czech Republic under the 2005 European Savings Directive by the Czech National Bank.

KMI Consultants are regulated to operate in (and not limited to) the following jurisdictions: UK, Belgium, Luxembourg, Italy, Spain, Cyprus, France (inc Monaco), Hungary, Portugal, Netherlands, Romania, Malta & Bulgaria, for transactions that fall under the remit of their license.

Should you have any regulatory or compliance questions or complaints relating to advice provided in the EEA, please contact the KMI Consultants Compliance Department:

KMI Consultants
Vladislavova 46/3,
110 00 Praha 1
Czech Republic
Compliance Officer: Mike Towning
Tel:  +420 224942421

Trafalgar Regulation / Trafalgar EU

Emerging & Frontier Markets (Non-EEA)

Business conducted outside the EEA by Claremont Wealth is not formally regulated within the EEA.

Clients outside the EEA are advised that whether or not the country in which they reside has any form of financial regulatory supervision, our Advisers will always operate within global AML regulations and abide by a clear and fully disclosed code of conduct in line with international standards.

Should you have any questions or complaints relating to advice provided by Claremont Wealth outside the EEA, please contact:

Claremont Wealth (Global Administration)
Kemp House
152-160 City Road
London

EC1V 2NX

U.K.

Tel: +44 203 815 8007

UK Defined Benefit Pension Transfer Advice

In accordance with HMRC and UK Financial Conduct Authority (FCA) regulations, any advice issued by Claremont Wealth in relation to the transfer of UK defined benefit pension schemes to QROPS or SIPPS will be underpinned by an independent suitability report from a UK Pension Transfer Specialist authorised and regulated by the FCA.